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AS

Andrew J. Straub

TRILOGY WEALTH MANAGEMENT
Bay City, TX 77414
Some features on this profile are disabled
CRD#: 7548958
AS

Professional summary

Andrew James Straub is a registered financial advisor currently at TRILOGY WEALTH MANAGEMENT, LLC located in Bay City, Texas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Andrew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) TRILOGY WEALTH MANAGEMENT - ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - BAY CITY, TX - SINCE 09/2022 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Straub's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 2023 - Present

TRILOGY WEALTH MANAGEMENT, LLC

Office #1: 2041 Avenue F, Bay City, TX 77414
RIA
CRD#: 326773
Bay City, TX
Past

September 19, 2022 - April 28, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
BAY CITY, TX
Past

July 7, 2022 - April 28, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
BAY CITY, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/18/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/19/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/6/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/29/2022
Securities Industry Essentials Examination

Current Firm

TW
TRILOGY WEALTH MANAGEMENT, LLC
TRILOGY WEALTH MANAGEMENT, LLC

CRD#: 326773 / SEC#:

Louisiana
Registered Investment Advisory firm - (9/6/2023 Approved)
Texas
Registered Investment Advisory firm - (7/17/2023 Approved)
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Contact information

Main Address
2041 Avenue F, Bay City, TX 77414
Mailing Address
Phone number
(979) 245-0649
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRILOGY WEALTH MANAGEMENT, LLC

CRD#: 326773Bay City, TX 77414

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