NP
Nicholas A. Perrone
AMERITAS ADVISORY SERVICES
Altamonte Springs, FL 32714-3332
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CRD#: 7548870
NP
Professional summary
Nicholas A Perrone, who also goes by Nicholas Perrone, Nick A Perrone, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Altamonte Springs, Florida and AMERITAS INVESTMENT COMPANY, LLC located in Altamonte Springs, Florida.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Nicholas has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Perrone | Nick A Perrone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Estate & Business Planning Group; inv rel; same as branch; Financial services; Agent; start date=6/2024; hrs/mo=173; trading hrs/mo=140; Administrative duties * Estate and Business Planning LLC; inv rel; same as branch; Life Insurance and LTC; Owner; start date=01/2025; hrs/o=10; trading hrs/mo=10; Life Insurance and LTC
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas A Perrone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2024 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 305 Douglas Ave, Altamonte Springs, FL 32714-3332RIA
CRD#: 317245
Altamonte Springs, FL
Current
July 9, 2024 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 305 Douglas Ave, Altamonte Springs, FL 32714-3332BD
CRD#: 14869
Altamonte Springs, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2024)
RR
California(9/24/2024)
RR
Colorado(9/24/2024)
RR
Connecticut(9/24/2024)
RR
District of Columbia(9/24/2024)
RR
Florida(9/24/2024)
IAR
Florida(10/1/2024)
RR
Georgia(9/24/2024)
RR
Illinois(9/24/2024)
RR
Indiana(9/24/2024)
RR
Kentucky(9/24/2024)
RR
Louisiana(9/24/2024)
RR
Maine(9/24/2024)
RR
Maryland(9/24/2024)
RR
Michigan(9/24/2024)
RR
Minnesota(9/24/2024)
RR
Mississippi(2/12/2025)
RR
Missouri(9/24/2024)
RR
Montana(9/24/2024)
RR
Nebraska(9/24/2024)
RR
Nevada(9/24/2024)
RR
New Hampshire(9/24/2024)
RR
New Jersey(9/24/2024)
RR
New Mexico(9/24/2024)
RR
New York(9/24/2024)
RR
North Carolina(9/24/2024)
RR
Ohio(9/24/2024)
RR
Oregon(9/24/2024)
RR
Pennsylvania(9/24/2024)
RR
Rhode Island(9/24/2024)
RR
South Carolina(9/24/2024)
RR
South Dakota(9/24/2024)
RR
Tennessee(9/24/2024)
RR
Texas(9/24/2024)
IAR
Texas(9/26/2024)
RR
Vermont(9/24/2024)
RR
Virginia(9/24/2024)
RR
Wisconsin(9/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/9/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Altamonte Springs, FL 32714-3332TRUST BUT VERIFY
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