PL
Parker Levy
REGENT PROPERTIES
DALLAS, TX 75201
Some features on this profile are disabled
CRD#: 7548146
PL
Professional summary
Parker Levy is a registered financial advisor currently at REGENT PROPERTIES located in Dallas, Texas.
Parker is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Parker has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Parker Levy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2022 - Present
REGENT PROPERTIES
Office #1: 2001 Ross Avenue Suite 3400, Dallas, TX 75201RIA
CRD#: 309360
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
REGENT PROPERTIES
REGENT PROPERTIES | REGENT PROPERTIES, LLC | REGENT PROPERTIES ARIZONA, LLC | REGENT PROPERTIES - TEXAS, LLC
CRD#: 309360 / SEC#: 801-118956
RIA
Registered Investment Advisory firm - (6/26/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/26/2022)
Exams
Current Firm
RP
REGENT PROPERTIES
REGENT PROPERTIES | REGENT PROPERTIES, LLC | REGENT PROPERTIES ARIZONA, LLC | REGENT PROPERTIES - TEXAS, LLC
CRD#: 309360 / SEC#: 801-118956
RIA
Registered Investment Advisory firm - (6/26/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12100 Wilshire Blvd., Suite 1750, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 806-9800
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 1,786,628,208 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGENT PROPERTIES
CRD#: 309360Dallas, TX 75201TRUST BUT VERIFY
Monitor Parker Levy
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
