Ankit S. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ankit Sanjay Shah, who also goes by Ankit Shah, was a registered financial professional .
Ankit is a previously registered financial professional and started their career in finance in 2022. Ankit had worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2022 - October 15, 2024
AXIS CAPITAL USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 7/14/2022
General Securities Representative ExaminationCurrent Firm
AXIS CAPITAL USA, LLC
CRD#: 293368 / SEC#: , 8-70083
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
