HH
Harriet C. Hubbell
DMKC ADVISORY SERVICES
Des Moines, IA 50312
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CRD#: 7547385
HH
Professional summary
Harriet Clare Hubbell is a registered financial advisor currently at DMKC ADVISORY SERVICES, LLC located in Des Moines, Iowa and D.M. KELLY & COMPANY located in Des Moines, Iowa.
Harriet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Harriet has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Start 07/22 Executive Assistant for Lemonade Springs, 3900 Ingersoll Ave Des Moines, IA 50312. Assist with general administrative business activities. Part-time, approx. 15 hours / month. Less than 1 hour during market hours. Paid position. Non-investment related. Start 06/23 Customer service, Sales Associate for Anthropologie, 101 Jordan Creek Parkway, West Des Moines, IA 50266. Customer service, sales floor activities. Part-time, approx. 8 hours/month. Zero hours during market hours. Paid position. Non-investment related. TERMED 12/2024.
CRS (Client Relationship Summary) - RIA
Click below to view Harriet Clare Hubbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2023 - Present
DMKC ADVISORY SERVICES, LLC
Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312RIA
CRD#: 145112
Des Moines, IA
Current
November 8, 2022 - Present
D.M. KELLY & COMPANY
Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312Office #2: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312BD
CRD#: 38770
Des Moines, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC
CRD#: 145112 / SEC#: 801-68395
RIA
Registered Investment Advisory firm - (9/28/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(6/4/2024)
IAR
Iowa(3/13/2023)
RR
Iowa(3/21/2023)
RR
Minnesota(6/4/2024)
RR
Ohio(11/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC
CRD#: 145112 / SEC#: 801-68395
RIA
Registered Investment Advisory firm - (9/28/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
Mailing Address
Phone number
(515) 221-1133
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 818 |
| AUM (Assets Under Management) | $ 668,680,393 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/18/2025 | ||
| 09/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DMKC ADVISORY SERVICES, LLC
CRD#: 145112Des Moines, IA 50312TRUST BUT VERIFY
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