Steven J. Speck

SPECK & COMPANY

BOWLING GREEN, OH 43402

Some features on this profile are disabled

CRD#: 7546778

Professional summary

Steven J Speck is a registered financial advisor currently at SPECK & COMPANY, LLC located in Bowling Green, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Steven has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Principal for Rust Belt Capital, LLC (multi-member LLC) This company is an alternative asset manager that engages in private placements for large multifamily properties and farm ground.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven J Speck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

SPECK & COMPANY, LLC

Office #1: 109 E. Wooster Street Suite 3, Bowling Green, OH 43402

RIA

CRD#: 321740

BOWLING GREEN, OH

Past

August 22, 2022 - December 31, 2024

SPECK & COMPANY, LLC

RIA

CRD#: 321740

BOWLING GREEN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 7/9/2018

National Commodity Futures Examination

Current Firm

SPECK & COMPANY, LLC

CRD#: 321740 / SEC#:

Ohio

Registered Investment Advisory firm - (5/19/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

109 E. Wooster Street Suite 3, Bowling Green, OH 43402

Mailing Address

Phone number

(419) 930-7313

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 62,883

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Lynne Laughna

LAUGHNA FINANCIAL PLANNING LLC

IAR

Satellite Beach, FL

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven J. Speck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven J Speck's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPECK & COMPANY, LLC

SPECK & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2022

Series 3

Date: 7/9/2018

Current Firm

SPECK & COMPANY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPECK & COMPANY, LLC

TRUST BUT VERIFY

Similar Advisors