Katelynn Anne Toth
Professional Summary
Katelynn Anne Toth is a registered financial advisor currently at AVIER WEALTH ADVISORS located in Eagle River, Alaska. Katelynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Katelynn has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Growing up in Alaska, it’s criminal to not enjoy the boundless beauty in my backyard! Ben, my fiancé, and pup Maverick love to spend time together hiking, mountain biking and camping when we can. I also am a proud horse girl and have been competing in hunters and equitation for as long as I can remember. Though I currently don’t have a personal horse, I’m sure the most magical unicorn will waltz in when the...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
Education
Western Washington University
Financial Economics, BA
Financial Economics, BA
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Current Firm
AVIER WEALTH ADVISORS | RETIREMENT ASSET MANAGEMENT | RAM INVESTMENT PARTNERS, LLC
Contact Information
Main Address
10655 Ne 4th Street Suite 500, Bellevue, WA 98004Phone Number
(425) 467-1011# of Employees
20SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,608AUM (Assets Under Management)
$1,187,330,321Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AVIER WEALTH ADVISORS | RETIREMENT ASSET MANAGEMENT | RAM INVESTMENT PARTNERS, LLC
State Registrations and Notice Filings
(5/17/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Katelynn Anne Toth's CRS (Customer Relationship Summary).
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