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Raquel Wheeler

KEEN WEALTH ADVISORS
Overland Park, KS 66210
Some features on this profile are disabled
CRD#: 7546012
RW

Professional summary

Raquel Wheeler, who also goes by Raquel VIctoria Wheeler, is a registered financial advisor currently at KEEN WEALTH ADVISORS located in Overland Park, Kansas.

Raquel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Raquel has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Raquel Victoria Wheeler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raquel Wheeler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2026 - Present

KEEN WEALTH ADVISORS

Office #1: 7500 College Blvd., Suite 1000, Overland Park, KS 66210
RIA
CRD#: 170293
Overland Park, KS
Past

November 11, 2024 - March 31, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Leawood, KS
Past

November 11, 2024 - March 31, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Leawood, KS
Past

March 21, 2024 - October 9, 2024

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
WARRENSBURG, MO
Past

January 3, 2024 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
WARRENSBURG, MO
Past

May 1, 2023 - October 9, 2024

CETERA ADVISORS LLC

BD
CRD#: 10299
WARRENSBURG, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KEEN WEALTH ADVISORS
KEEN WEALTH ADVISORS | KWMG, LLC

CRD#: 170293 / SEC#: 801-79725

RIA
Registered Investment Advisory firm - (5/23/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(3/25/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/20/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/1/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/23/2022
Securities Industry Essentials Examination

Current Firm

KW
KEEN WEALTH ADVISORS
KEEN WEALTH ADVISORS | KWMG, LLC

CRD#: 170293 / SEC#: 801-79725

RIA
Registered Investment Advisory firm - (5/23/2014 Approved)
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Contact information

Main Address
7500 College Blvd., Suite 1000, Overland Park, KS 66210
Mailing Address
Phone number
(913) 624-1841
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KEEN WEALTH ADVISORS FORM ADV PART 2A - FIRM BROCHURE (3/20/2026)
FORM ADV PART 2A - APPENDIX 1: WRAP FEE PROGRAM BROCHURE (3/20/2026)

Regulatory assets under management

Total Number of Accounts2,916
AUM (Assets Under Management)$ 1,233,414,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEEN WEALTH ADVISORS

CRD#: 170293Overland Park, KS 66210

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