EO
Erik R. Olthof
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CRD#: 7544694
EO
Erik Ryan Olthof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik Ryan Olthof was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 2023. Erik had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WEST RIDGE FINANCIAL SERVICES LLC POSITION: Partner/ Financial Advisor NATURE: This entity offers retirement planning for both individuals and businesses as well as financial planning services for both individuals and businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 12/01/2024 ADDRESS: 4645 W 18th Street, Suite 301, Greeley CO 80634, United States DESCRIPTION: Duties and responsibilities include accurately reviewing current financial information for clients, communicating with clients throughout every step of their engagement with our firm, meet with clients to understand their financial goals, create and communicate strategies to clients that will help them achieve their financial goals 2)WEST RIDGE BOOKKEEPING AND ACCOUNTING SERVICES POSITION: CPA NATURE: This entity provides tax preparation services to individuals, businesses, non-profits, trusts and estates. This entity also provides general business advisory services, often covering business entity classification, reviewing financial statements and financial information, and reviewing cash flows. This entity also offers bookkeeping services for businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 45 START DATE: 10/21/2021 ADDRESS: 4645 W 18th Street, Suite 301, Greeley CO 80634, United States DESCRIPTION: Top 5 duties/responsibilities include:Assisting and meeting with clients to advise on various topics including tax-saving and tax-planning strategies, business entity classification, and financial statement reviews. Preparing, reviewing, and filing federal and state tax returns for individuals, businesses, non-profits, trusts and estates. Interacting and communicating with clients on a continuous basis to provide general advice, answer general questions, and provide referrals for various services that we don't offer. Gather and organize data to be utilized for various managerial decisions and meetings Maintain communication with other staff members and the owner to continuously gauge needed support, in an effort to provide that support in a timely manner
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 5, 2025 - October 22, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GREELEY, CO
Past
September 5, 2025 - October 22, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Greeley, CO
Past
November 27, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Greeley, CO
Past
November 27, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Greeley, CO
Past
March 18, 2024 - October 29, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Greeley, CO
Past
December 19, 2023 - October 29, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Greeley, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
