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Dean M. Elliott
HOXTON WEALTH USA LLC
Pinares, Pereira,
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CRD#: 7544502
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Professional summary
Dean Michael Elliott is a registered financial advisor currently at HOXTON WEALTH USA LLC .
Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Dean has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dean Michael Elliott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2022 - Present
HOXTON WEALTH USA LLC
RIA
CRD#: 307387
Pinares, Pereira,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HOXTON WEALTH USA LLC
HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC
CRD#: 307387 / SEC#: 801-123553
RIA
Registered Investment Advisory firm - (3/29/2022 Approved)California
Registered Investment Advisory firm - (5/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/4/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (8/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/2/2022)
Current Firm
HW
HOXTON WEALTH USA LLC
HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC
CRD#: 307387 / SEC#: 801-123553
RIA
Registered Investment Advisory firm - (3/29/2022 Approved)California
Registered Investment Advisory firm - (5/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/4/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (8/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Hudson Street 21st Floor, Jersey City, NJ 07302
Mailing Address
111 Congress Ave Suite 500, Austin, TX 78701
Phone number
(737) 249-9620
Established
Firm type
Fiscal year end
# of Employees
74
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,150 |
| AUM (Assets Under Management) | $ 469,959,308 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
