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DA

Dominic Alioto

INTERNATIONAL RESEARCH SECURITIES
Dallas, TX 75226
Some features on this profile are disabled
CRD#: 7544332
DA

Professional summary

Dominic Alioto is a registered financial professional currently at INTERNATIONAL RESEARCH SECURITIES, INC. located in Dallas, Texas.

Dominic is registered as a RR (Registered Representative) and started their career in finance in 2022. Dominic has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dominic Alioto's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2022 - Present

INTERNATIONAL RESEARCH SECURITIES, INC.

Office #1: 2550 Pacific Ave. Floor 800, Dallas, TX 75226
BD
CRD#: 19532
Dallas, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(8/5/2022)
RR
Texas
(7/5/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 7/5/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 6/9/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/9/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IR
INTERNATIONAL RESEARCH SECURITIES, INC.
GORDON PETERSON & COMPANY, INC. | INTERNATIONAL RESEARCH SECURITIES, INC. | GORDON PETERSON SECURITIES, INC.

CRD#: 19532 / SEC#: , 8-37954

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2550 Pacific Ave., Floor 800, Dallas, TX 75226
Mailing Address
2550 Pacific Ave. Floor 800, Dallas, TX 75226
Phone number
(972) 888-6030
Established
Texas since 10/15/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOLLAND, MICHAEL WYATTSHAREHOLDER/CCO/CEO/FINOP5656685

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERNATIONAL RESEARCH SECURITIES, INC.

CRD#: 19532Dallas, TX 75226

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