John W. Bowen

BOWEN FINANCIAL SERVICES

Midlothian, VA 23113

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CRD#: 7543956

Professional summary

John William Bowen is a registered financial advisor currently at BOWEN FINANCIAL SERVICES, LLC located in Midlothian, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John G. Bowen & Co., LLC business is not investment related 2840 Polo Pkwy #100, Midlothian, VA 23113 CPA Firm Tax Preparer Employee 01/2018 20 hours/month 16/month Tax preparer

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Bowen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2023 - Present

BOWEN FINANCIAL SERVICES, LLC

Office #1: 2840 Polo Pkwy, Midlothian, VA 23113

RIA

CRD#: 116714

Midlothian, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOWEN FINANCIAL SERVICES, LLC

BOWEN FINANCIAL SERVICES | BOWEN FULLER WEALTH ADVISORS | BOWEN FINANCIAL SERVICES, LLC

CRD#: 116714 / SEC#: 801-126244

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

Virginia

Registered Investment Advisory firm - (11/8/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2018

Uniform Investment Adviser Law Examination

Current Firm

BOWEN FINANCIAL SERVICES, LLC

BOWEN FINANCIAL SERVICES | BOWEN FULLER WEALTH ADVISORS | BOWEN FINANCIAL SERVICES, LLC

CRD#: 116714 / SEC#: 801-126244

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

Virginia

Registered Investment Advisory firm - (11/8/2022 Terminated)

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Contact information

Main Address

2840 Polo Pkwy, Midlothian, VA 23113

Mailing Address

Phone number

(804) 897-2850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 166,319,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/10/2024	Cover Page	Report
02/16/2024	Cover Page	Report
03/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John W. Bowen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Bowen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOWEN FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BOWEN FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2018

Current Firm

BOWEN FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BOWEN FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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