SH
Syed A. Hashmi
BREX TREASURY LLC
SALT LAKE CITY, UT 84101-2380
Some features on this profile are disabled
CRD#: 7543850
SH
Professional summary
Syed Ali Hashmi is a registered financial professional currently at BREX TREASURY LLC located in Salt Lake City, Utah.
Syed is registered as a RR (Registered Representative) and started their career in finance in 2023. Syed has worked at 2 firms and has passed the Series 63, Series 7TO, Series 52TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Syed Ali Hashmi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2025 - Present
BREX TREASURY LLC
Office #1: 650 South 500 West Suite 300, Salt Lake City, UT 84101-2380BD
CRD#: 299606
SALT LAKE CITY, UT
Past
August 28, 2023 - October 2, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2025)
RR
Alaska(10/15/2025)
RR
Arizona(10/15/2025)
RR
Arkansas(10/15/2025)
RR
California(10/15/2025)
RR
Colorado(10/15/2025)
RR
Connecticut(10/15/2025)
RR
Delaware(10/15/2025)
RR
District of Columbia(10/15/2025)
RR
Florida(10/15/2025)
RR
Georgia(10/15/2025)
RR
Hawaii(10/15/2025)
RR
Idaho(10/15/2025)
RR
Illinois(10/15/2025)
RR
Indiana(10/15/2025)
RR
Iowa(10/15/2025)
RR
Kansas(10/15/2025)
RR
Kentucky(10/15/2025)
RR
Louisiana(10/15/2025)
RR
Maine(10/15/2025)
RR
Maryland(10/15/2025)
RR
Massachusetts(10/15/2025)
RR
Michigan(10/15/2025)
RR
Minnesota(10/15/2025)
RR
Mississippi(10/15/2025)
RR
Missouri(10/15/2025)
RR
Montana(10/15/2025)
RR
Nebraska(10/15/2025)
RR
Nevada(10/15/2025)
RR
New Hampshire(10/15/2025)
RR
New Jersey(10/15/2025)
RR
New Mexico(10/15/2025)
RR
New York(10/15/2025)
RR
North Carolina(10/15/2025)
RR
North Dakota(10/15/2025)
RR
Ohio(10/16/2025)
RR
Oklahoma(10/15/2025)
RR
Oregon(10/15/2025)
RR
Pennsylvania(10/15/2025)
RR
Puerto Rico(10/15/2025)
RR
Rhode Island(10/15/2025)
RR
South Carolina(10/15/2025)
RR
South Dakota(10/15/2025)
RR
Tennessee(10/15/2025)
RR
Texas(10/15/2025)
RR
Utah(10/15/2025)
RR
Vermont(10/15/2025)
RR
Virginia(10/15/2025)
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Washington(10/15/2025)
RR
West Virginia(10/15/2025)
RR
Wisconsin(10/15/2025)
RR
Wyoming(10/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/5/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 8/28/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BT
BREX TREASURY LLC
BREX TREASURY LLC
CRD#: 299606 / SEC#: , 8-70251
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
650 South 500 West Suite 300, Salt Lake City, UT 84101-2380
Mailing Address
650 South 500 West Suite 300, Salt Lake City, UT 84101-2380
Phone number
(551) 284-3958
Established
Delaware since 11/01/2018
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BREX TREASURY LLC
CRD#: 299606Salt Lake City, UT 84101-2380TRUST BUT VERIFY
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