William A. Mason
Professional summary
William Andrew Mason, who also goes by William Mason, is a registered financial professional currently at INDEPENDENCE CAPITAL CO., INC. located in Westlake, Ohio.
William is registered as a RR (Registered Representative) and started their career in finance in 2022. William has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Andrew Mason's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2025 - Present
INDEPENDENCE CAPITAL CO., INC.
Office #1: 2035 Crocker Rd #103, Westlake, OH 44145August 19, 2022 - June 6, 2025
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2025)
Exams
Series 6TO
Date: 8/19/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
INDEPENDENCE CAPITAL CO., INC.
CRD#: 24723 / SEC#: , 8-41331
Contact information
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 99,922,105 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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