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WK

William J. Kacani

IEX SERVICES LLC
New York, NY 10007
Some features on this profile are disabled
CRD#: 7542987
WK

Professional summary


William James Kacani, who also goes by William Kacani, is a registered financial professional currently at IEX SERVICES LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 2025. William has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


William Kacani

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view William James Kacani's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 20, 2025 - Present

IEX SERVICES LLC

Office #1: 3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007
BD
CRD#: 167872
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 5/20/2025
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


IS
IEX SERVICES LLC
IEX SERVICES LLC

CRD#: 167872 / SEC#: , 8-69280

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007
Mailing Address
3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007
Phone number
(646) 343-2000
Established
Delaware since 01/22/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
IEX GROUP, INC.DIRECT OWNER
KATSUYAMA, BRADLEY TOSHIOPRESIDENT/CEO4463961
ASARE, ALPHONSE KWESIFINOP/POO6140970
DUKESHERER, JACK ROBERTVP/CCO/AMLCO5671449
HARKINS, BRYAN MICHAELSVP4285099
RESNICK, CRAIGVP/CFO/TREASURER/PFO5718420
RYAN, RONAN GSVP5724098

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IEX SERVICES LLC

CRD#: 167872New York, NY 10007

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