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PT

Piotr Tomczyk

REID & RUDIGER LLC
New York, NY 10005
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CRD#: 7542962
PT

Professional summary


Piotr Tomczyk is a registered financial professional currently at REID & RUDIGER LLC located in New York, New York.

Piotr is registered as a RR (Registered Representative) and started their career in finance in 2022. Piotr has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Piotr Tomczyk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 26, 2022 - Present

REID & RUDIGER LLC

Office #1: 40 Wall Street Ste 1708, New York, NY 10005
BD
CRD#: 47263
New York, NY
Past

May 3, 2022 - September 20, 2022

AEGIS CAPITAL CORP.

BD
CRD#: 15007
MELVILLE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/14/2022)
RR
Arizona
(9/26/2022)
RR
California
(9/26/2022)
RR
Colorado
(9/26/2022)
RR
District of Columbia
(11/14/2022)
RR
Florida
(9/26/2022)
RR
Georgia
(11/14/2022)
RR
Illinois
(11/14/2022)
RR
Indiana
(2/7/2023)
RR
Kentucky
(2/7/2023)
RR
Louisiana
(2/7/2023)
RR
Maryland
(11/14/2022)
RR
Massachusetts
(11/14/2022)
RR
Minnesota
(9/26/2022)
RR
Mississippi
(11/14/2022)
RR
Missouri
(9/26/2022)
RR
Nebraska
(2/7/2023)
RR
New Jersey
(9/26/2022)
RR
New York
(9/26/2022)
RR
Oklahoma
(9/26/2022)
RR
Oregon
(2/7/2023)
RR
Texas
(9/26/2022)
RR
Virginia
(9/26/2022)
RR
Washington
(9/26/2022)
RR
Wisconsin
(11/14/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 5/20/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/3/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


R&
REID & RUDIGER LLC
REID & RUDIGER LLC

CRD#: 47263 / SEC#: , 8-51721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
40 Wall Street Ste 1708, New York, NY 10005
Mailing Address
40 Wall Street Ste 706, New York, NY 10005
Phone number
(212) 785-0500
Established
New York since 03/18/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EVERMORE HOLDINGS, LLCDIRECT OWNER
HARRISON, MARCMANAGING DIRECTOR, GSP, (ROP, CROP, SROP EFFECTIVE 5/2001), DESIGNATED GOVERNMENT PRINCIPAL1605568
MEZZATESTA, KELLI ACCO, AML CO4701170
RUDIGER, EDWARD JOSEPH JRCEO2118724
STOUBER, RANDY MARCFINOP1104531

Disclosures


Regulatory Event1
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REID & RUDIGER LLC

CRD#: 47263New York, NY 10005

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