Samir Asaf
Professional summary
Samir Asaf is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Samir is registered as a RR (Registered Representative) and started their career in finance in 2022. Samir has worked at 3 firms and has passed the Series 66, Series 82TO, Series 7TO, Series 79TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samir Asaf's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003March 29, 2023 - February 10, 2025
BRITEHORN SECURITIES
August 19, 2022 - February 22, 2023
GLOBALIST CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2025)
(3/6/2025)
(3/6/2025)
(4/14/2025)
(3/6/2025)
(3/6/2025)
(3/6/2025)
Exams
Series 82TO
Date: 12/26/2023
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 1/25/2023
General Securities Representative ExaminationSeries 79TO
Date: 8/19/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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