TP
Tana H. Pennington
THE LYND GROUP ADVISORS
Flower Mound, TX 75022
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CRD#: 7542503
TP
Professional summary
Tana Holbrook Pennington is a registered financial advisor currently at THE LYND GROUP ADVISORS, LLC located in Flower Mound, Texas.
Tana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Tana has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; INV REL; HEALTH & LIFE INSURANCE SALES AND SERVICES; START 09/2014; APPROX 48 HRS/MO; APPROX 48 HRS/MO DURING SECURITIES TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Tana Holbrook Pennington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2022 - Present
THE LYND GROUP ADVISORS, LLC
Office #1: 2201 Spinks Road Suite 170, Flower Mound, TX 75022Office #2: 2201 Spinks Road Suite 249, Flower Mound, TX 75022RIA
CRD#: 169664
Flower Mound, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/29/2022)
IAR
Texas(4/29/2022)
Current Firm
TL
THE LYND GROUP ADVISORS, LLC
THE LYND GROUP ADVISORS, LLC | TLG WEALTH INSURANCE SERVICES | THE LYND GROUP WEALTH MANAGEMENT
CRD#: 169664 / SEC#:
California
Registered Investment Advisory firm - (1/1/2014 Approved)Texas
Registered Investment Advisory firm - (7/8/2022 Approved)Utah
Registered Investment Advisory firm - (7/26/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 South Victoria Avenue Suite 105, Ventura, CA 93003
Mailing Address
Po Box 3695, Ventura, CA 93006
Phone number
(805) 500-7035
Established
Firm type
Fiscal year end
# of Employees
3
0
Red Flags
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