Jacob M. Ferry

TOTAL WEALTH SERVICES

WESTLAKE VILLAGE, CA 91362

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CRD#: 7541338

Professional summary

Jacob Maurice Ferry, who also goes by Jake Ferry, is a registered financial advisor currently at TOTAL WEALTH SERVICES, LLC located in Westlake Village, California.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jacob has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake Ferry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Total Wealth Services; investment-related; Agoura Hills, CA; offering investment advisory services through Mariner Platform Solutions; 160 hrs/month during securities trading hours. Total Wealth Group; Not investment related, Westlake Village, CA, Tax/Legal services, Administrator, Start date: 4/5/2024, 20 hours per month, 0 hours during trading hours, provide administrative help.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Maurice Ferry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2024 - Present

TOTAL WEALTH SERVICES, LLC

Office #1: 4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362

RIA

CRD#: 331833

WESTLAKE VILLAGE, CA

Past

November 22, 2023 - September 5, 2024

MARINER INDEPENDENT

RIA

CRD#: 305418

Westlake Village, CA

Past

June 21, 2022 - June 19, 2023

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOTAL WEALTH SERVICES, LLC

TOTAL WEALTH INVESTMENTS, LLC | TOTAL WEALTH SERVICES, LLC

CRD#: 331833 / SEC#: 801-130563

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/21/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 5/24/2022

Securities Industry Essentials Examination

Current Firm

TOTAL WEALTH SERVICES, LLC

TOTAL WEALTH INVESTMENTS, LLC | TOTAL WEALTH SERVICES, LLC

CRD#: 331833 / SEC#: 801-130563

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

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Contact information

Main Address

4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362

Mailing Address

Phone number

(818) 309-3071

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOTAL WEALTH SERVICES, LLC DISCLOSURE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	247
AUM (Assets Under Management)	$ 121,228,920

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacob M. Ferry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Maurice Ferry's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARINER INDEPENDENT

COREBRIDGE CAPITAL SERVICES, INC.

Primary Firm SEC Registration

TOTAL WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2023

Series 63

Date: 7/21/2022

Series 6TO

Date: 6/21/2022

SIE

Date: 5/24/2022

Current Firm

TOTAL WEALTH SERVICES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOTAL WEALTH SERVICES, LLC

TRUST BUT VERIFY

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