Brooke E. Runningen
Professional summary
Brooke Elizabeth Runningen, who also goes by Brooke Elizabeth Ross, Brooke Runningen, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Watertown, New York.
Brooke is registered as a RR (Registered Representative) and started their career in finance in 2023. Brooke has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brooke Elizabeth Runningen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2023 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 531 Washington Street Suite 3501, Watertown, NY 13601State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2023)
Exams
Series 6TO
Date: 6/26/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Company Information
J.W. COLE FINANCIAL, INC.
CRD#: 124583Watertown, NY 13601TRUST BUT VERIFY
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