Howard H. Edelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Henry Edelman, who also goes by Howard Henry Edleman, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1973. Howard had worked at 15 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2010 - October 29, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 28, 2001 - May 12, 2009
EQUITABLE DISTRIBUTORS, LLC
December 6, 2000 - April 4, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 17, 1996 - December 31, 2000
NATIONWIDE SECURITIES, LLC
July 30, 1993 - May 12, 1994
MANULIFE WOOD LOGAN, INC.
January 3, 1990 - May 14, 1993
NYLIFE SECURITIES LLC
February 26, 1987 - October 17, 1989
ARV CAPITAL CORPORATION
April 3, 1986 - March 14, 1987
AMERICAN REAL ESTATE SECURITIES, INC.
February 18, 1986 - December 17, 1986
TAI SECURITIES CORP.
April 8, 1983 - January 4, 1984
CHARLTON INVESTMENT SERVICES CORPORATION
March 21, 1983 - October 24, 1985
PPS SECURITIES CORP.
September 18, 1981 - March 9, 1983
LEHMAN BROTHERS INC.
April 6, 1979 - July 29, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 10, 1975 - April 5, 1979
CIBC WORLD MARKETS CORP.
November 26, 1973 - January 12, 1976
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/20/1973
Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
