Nathaniel L. Kaup

YULE CREEK WEALTH MANAGEMENT

CARBONDALE, CO 81623

Some features on this profile are disabled

CRD#: 7540830

Professional summary

Nathaniel Lee Kaup, who also goes by Nate Kaup, is a registered financial advisor currently at YULE CREEK WEALTH MANAGEMENT, LLC located in Carbondale, Colorado.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nathaniel has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Kaup

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Lee Kaup's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2022 - Present

YULE CREEK WEALTH MANAGEMENT, LLC

Office #1: 502 Main Street, Carbondale, CO 81623

RIA

CRD#: 322800

CARBONDALE, CO

Past

June 15, 2022 - August 18, 2022

EQUUS PRIVATE WEALTH MANAGEMENT LLC

RIA

CRD#: 144367

CARBONDALE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

YULE CREEK WEALTH MANAGEMENT, LLC

M. AUSTIN INVESTMENTS | YULE CREEK WEALTH MANAGEMENT, LLC | M. AUSTIN INVESTMENTS, LLC

CRD#: 322800 / SEC#:

Colorado

Registered Investment Advisory firm - (9/16/2022 Approved)

Texas

Registered Investment Advisory firm - (3/15/2023 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

502 Main Street, Carbondale, CO 81623

Mailing Address

Phone number

(970) 401-6504

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 53,076,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Michael Chadwick

FISCAL WISDOM WEALTH MANAGEMENT LLC

IAR

Canton, CT

Michael Aves

LPL FINANCIAL LLC

IAR

Gaithersburg, MD

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathaniel L. Kaup

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Lee Kaup's CRS (Customer Relationship Summary).

Certified licenses

Experience

YULE CREEK WEALTH MANAGEMENT, LLC

EQUUS PRIVATE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

YULE CREEK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

YULE CREEK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors