AS
Aaron D. Stelter
TRIPLE CROWN WEALTH MANAGEMENT
LEXINGTON, KY 40509
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CRD#: 7540605
AS
Professional summary
Aaron Dakota Stelter is a registered financial advisor currently at TRIPLE CROWN WEALTH MANAGEMENT located in Lexington, Kentucky.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Aaron has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In November 2021, Aaron began serving as an insurance agent with Lexington Financial. This investment-related business operates from the same location as Triple Crown. Aaron works approximately 7 hours a week as an insurance agent and speaks with clients about insurance policies as well as working with the insurance companies to get quotes and get the policies issued. Also during November 2021, Aaron began working as an associate at Lexington Financial Advisors learning the customers, helping with the paperwork, and learning about investing and securities. This company also operates from the same location as Triple Crown and is investment-related. Aaron works approximately 1 hour a week at tasks for Lexington Financial Advisors.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Dakota Stelter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2024 - Present
TRIPLE CROWN WEALTH MANAGEMENT
Office #1: 1792 Alysheba Way Suite 100, Lexington, KY 40509RIA
CRD#: 289164
LEXINGTON, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(1/31/2024)
IAR
Ohio(4/19/2024)
IAR
Tennessee(2/5/2024)
IAR
Virginia(1/31/2024)
IAR
West Virginia(2/26/2024)
Current Firm
TC
TRIPLE CROWN WEALTH MANAGEMENT
LEXINGTON FINANCIAL ADVISORS, LLC | TRIPLE CROWN WEALTH MANAGEMENT
CRD#: 289164 / SEC#:
Kentucky
Registered Investment Advisory firm - (7/19/2017 Approved)Ohio
Registered Investment Advisory firm - (8/15/2018 Approved)Tennessee
Registered Investment Advisory firm - (6/29/2020 Approved)Virginia
Registered Investment Advisory firm - (8/5/2021 Approved)West Virginia
Registered Investment Advisory firm - (4/16/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1792 Alysheba Way Suite 100, Lexington, KY 40509
Mailing Address
Phone number
(859) 967-9272
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 8,443,340 |
Red Flags
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Company Information
TRIPLE CROWN WEALTH MANAGEMENT
CRD#: 289164Lexington, KY 40509TRUST BUT VERIFY
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