Ryan I. Ojeda

NEXPOINT SECURITIES

Dallas, TX 75201

Some features on this profile are disabled

CRD#: 7540497

Professional summary

Ryan Isaiah Ojeda, who also goes by Ryan Ojeda, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ryan Ojeda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: Summit Valley NON-INVESTMENT ADDRESS (City/State): Arlington, TX NATURE OF BUSINESS: Live music performance POSITION: Band member START DATE (Month/Year): 05/2021 APPROXIMATE HOURS PER MONTH: 6 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Guitar, keyboard, vocals, songwriting, arranging

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Isaiah Ojeda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2025 - Present

NEXPOINT SECURITIES, INC.

Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201

CRD#: 165013

Dallas, TX

Past

June 28, 2023 - May 14, 2025

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Plano, TX

Past

June 6, 2022 - May 14, 2025

VANGUARD MARKETING CORPORATION

CRD#: 7452

Plano, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/13/2025)

Delaware
(5/13/2025)

District of Columbia
(5/13/2025)

Florida
(11/3/2025)

Georgia
(11/3/2025)

Maine
(5/13/2025)

Maryland
(5/13/2025)

Massachusetts
(5/13/2025)

New Hampshire
(5/13/2025)

New Jersey
(5/13/2025)

New York
(5/13/2025)

Ohio
(5/14/2025)

Pennsylvania
(5/13/2025)

Puerto Rico
(11/3/2025)

Rhode Island
(5/13/2025)

Texas
(5/13/2025)

Vermont
(5/13/2025)

Virginia
(5/13/2025)

West Virginia
(5/13/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/14/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/22/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NEXPOINT SECURITIES, INC.

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.

CRD#: 165013 / SEC#: , 8-69128

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Mailing Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Phone number

(833) 697-6246

Established

Delaware since 06/14/2012

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NEXPOINT ASSET MANAGEMENT, L.P.	SHAREHOLDER	149653
HOLT, DAVID ERIC	CHIEF COMPLIANCE OFFICER/ POO	2426935
NORRIS, DUSTIN DAVID	PRESIDENT	6624477
RUSSELL, SARAH DETLING	FINOP / PFO	6727189

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan I. Ojeda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Isaiah Ojeda's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXPOINT SECURITIES, INC.

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2023

Series 63

Date: 6/14/2022

Series 7TO

Date: 6/6/2022

SIE

Date: 4/22/2022

FINRA

Current Firm

NEXPOINT SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NEXPOINT SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors