TM
Tanner Motske
TRILOGY CAPITAL
HUNTINGTON BEACH, CA 92647
Some features on this profile are disabled
CRD#: 7540276
TM
Professional summary
Tanner Motske is a registered financial advisor currently at TRILOGY CAPITAL, INC. located in Huntington Beach, California and LPL FINANCIAL LLC located in Huntington Beach, California.
Tanner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Tanner has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-04/18/2022 / Trilogy Financial / DBA for LPL Business (entity for LPL business) / Investment Related / HUNTINGTON BEACH, CA 2-11/22/2022 - Trilogy Capital, Inc. - DBA: Trilogy Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 8/2022 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/7/2023 - Pacifica Christian High School Orange County - Not Investment Related - 1499 Monrovia Avenue Newport Beach, CA 92663 - Outside/W-2 Employment - assistant golf coach - Start Date - 02/01/2023 - 25 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Tanner Motske's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2022 - Present
TRILOGY CAPITAL, INC.
Office #1: 17011 Beach Blvd. Suite 101, Huntington Beach, CA 92647RIA
CRD#: 281597
HUNTINGTON BEACH, CA
Current
October 10, 2022 - Present
LPL FINANCIAL LLC
Office #1: 17011 Beach Blvd Ste 101, Huntington Beach, CA 92647-5995RIA
BD
CRD#: 6413
HUNTINGTON BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/25/2024)
RR
Arkansas(3/25/2024)
IAR
California(6/28/2022)
RR
California(11/11/2022)
RR
Hawaii(3/25/2024)
RR
Illinois(4/19/2024)
RR
Iowa(3/25/2024)
RR
Kansas(4/19/2024)
RR
Michigan(1/18/2024)
RR
Nevada(1/24/2025)
RR
New Jersey(3/25/2024)
RR
New York(3/25/2024)
RR
Oregon(3/25/2024)
RR
Tennessee(3/25/2024)
RR
Washington(3/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/10/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2601 Main Street Suite 100, Irvine, CA 92614
Mailing Address
Phone number
(714) 843-9977
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,537 |
| AUM (Assets Under Management) | $ 2,633,357,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
