LB
Lenora C. Brekke
EVERGREEN CAPITAL MANAGEMENT LLC
Bellevue, WA 98004
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CRD#: 7540189
LB
Professional summary
Lenora C Brekke is a registered financial advisor currently at EVERGREEN CAPITAL MANAGEMENT LLC located in Bellevue, Washington.
Lenora is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Lenora has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME: CASCADE CREST REAL ESTATE, LLC INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: FAMILY OWNED AND OPERATED REAL ESTATE COMPANY POSITION: INDEPENDENT CONTRACTOR START DATE: 06/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROVIDE ADMINISTRATIVE SUPPORT TO THE FAMILY BUSINESS (2) NAME: EASTLAKE REAL ESTATE, LLC INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: FAMILY OWNED AND OPERATED REAL ESTATE COMPANY POSITION: INDEPENDENT CONTRACTOR START DATE: 06/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I PROVIDE ADMINISTRATIVE SUPPORT TO THE FAMILY BUSINESS (3) NAME: PACIFIC WEST REAL ESTATE, LLC INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: FAMILY OWNED AND OPERATED REAL ESTATE COMPANY POSITION: INDEPENDENT CONTRACTOR START DATE: 06/01/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I PROVIDE ADMINISTRATIVE SUPPORT TO THE FAMILY BUSINESS (4) NAME: OVERLAKE SOLUTIONS, LLC INV REL: N ADD: @ RESIDENTIAL ADDRESS NATURE: THIS IS MY MOTHER'S INTERIOR DESIGN AND SPACE PLANNING BUSINESS POSITION: INDEPENDENT CONTRACTOR START DATE: 06/01/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I PROVIDE ADMINISTRATIVE SUPPORT TO THE DESIGN BUSINESS (5) NAME: VIKING DEVELOPMENT, LLC INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: FAMILY OWNED AND OPERATED REAL ESTATE COMPANY POSITION: INDEPENDENT CONTRACTOR START DATE: 06/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROVIDE ADMINISTRATIVE SUPPORT TO THE FAMILY BUSINESS
CRS (Client Relationship Summary) - RIA
Click below to view Lenora C Brekke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2024 - Present
EVERGREEN CAPITAL MANAGEMENT LLC
Office #1: 1412 112th Ave Ne Suite 100, Bellevue, WA 98004RIA
CRD#: 104931
Bellevue, WA
Past
June 20, 2024 - August 20, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MERCER ISLAND, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EVERGREEN CAPITAL MANAGEMENT LLC
EVERGREEN CAPITAL MANAGEMENT LLC | EVERGREEN GAVEKAL
CRD#: 104931 / SEC#: 801-20248
RIA
Registered Investment Advisory firm - (12/1/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(12/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/20/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
EC
EVERGREEN CAPITAL MANAGEMENT LLC
EVERGREEN CAPITAL MANAGEMENT LLC | EVERGREEN GAVEKAL
CRD#: 104931 / SEC#: 801-20248
RIA
Registered Investment Advisory firm - (12/1/1983 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1412 112th Ave Ne Suite 100, Bellevue, WA 98004
Mailing Address
Phone number
(425) 467-4600
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,147 |
| AUM (Assets Under Management) | $ 5,217,923,207 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/28/2024 | ||
| 12/21/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
