Asher B. Edelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Asher Barry Edelman was a registered financial professional .
Asher is a previously registered financial professional and started their career in finance in 1969. Asher had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1980 - June 12, 1989
PLAZA SECURITIES COMPANY
April 19, 1977 - September 19, 2003
EDELMAN SECURITIES COMPANY, L.P.
April 26, 1974 - March 5, 1977
HOPPIN, WATSON, INC.
March 15, 1974 - May 15, 1974
J D WINER & CO INC
April 19, 1973 - March 25, 1975
TURNBULL BAY CORPORATION
October 4, 1971 - June 1, 1974
ARBITRAGE MANAGEMENT COMPANY INC
July 23, 1969 - May 20, 1974
MACK, BUSHNELL & EDELMAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/1/1963
Registered Representative ExaminationCurrent Firm
PLAZA SECURITIES COMPANY
CRD#: 8074 / SEC#: , 8-24305
Contact information
Documents
Red Flags
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