Calum M. Bashford
Professional summary
Calum Moats Bashford, who also goes by Calum Bashford, is a registered financial advisor currently at EXCELSIOR WEALTH MANAGEMENT LLC located in Morrison, Colorado and EXCELSIOR ADVISOR NETWORK LLC located in Morrison, Colorado.
Calum is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Calum has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Calum Moats Bashford's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2024 - Present
EXCELSIOR WEALTH MANAGEMENT LLC
March 10, 2025 - Present
EXCELSIOR ADVISOR NETWORK LLC
January 19, 2024 - February 19, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 14, 2022 - February 19, 2024
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EXCELSIOR ADVISOR NETWORK LLC
CRD#: 334779 / SEC#: 801-132014
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/21/2024)
(3/10/2025)
Exams
Series 7TO
Date: 11/14/2022
General Securities Representative ExaminationCurrent Firm
EXCELSIOR ADVISOR NETWORK LLC
CRD#: 334779 / SEC#: 801-132014
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 150,007,226 |
Red Flags
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