Max Russo

ACCUVEST GLOBAL ADVISORS

Provo, UT 84604

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CRD#: 7538721

Professional summary

Max Russo, who also goes by Max Thomas Russo, is a registered financial advisor currently at ACCUVEST GLOBAL ADVISORS, INC. located in Provo, Utah.

Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Max has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Max Thomas Russo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Max Russo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2024 - Present

ACCUVEST GLOBAL ADVISORS, INC.

Office #1: 3575 N. 100 E. Suite 350, Provo, UT 84604

RIA

CRD#: 134096

Provo, UT

Past

January 8, 2024 - December 4, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SALT LAKE CITY, UT

Past

December 1, 2023 - December 4, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCUVEST GLOBAL ADVISORS, INC.

ACCUVEST GLOBAL ADVISORS | ACCUVEST GLOBAL ADVISORS, INC.

CRD#: 134096 / SEC#: 801-68887

RIA

Registered Investment Advisory firm - (2/27/2008 Approved)

California

Registered Investment Advisory firm - (3/7/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(12/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/5/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/20/2023

Securities Industry Essentials Examination

Current Firm

ACCUVEST GLOBAL ADVISORS, INC.

ACCUVEST GLOBAL ADVISORS | ACCUVEST GLOBAL ADVISORS, INC.

CRD#: 134096 / SEC#: 801-68887

RIA

Registered Investment Advisory firm - (2/27/2008 Approved)

California

Registered Investment Advisory firm - (3/7/2008 Terminated)

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Contact information

Main Address

3575 N. 100 E. Suite 350, Provo, UT 84604

Mailing Address

Phone number

(925) 930-2882

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGA PF ADV 2A (5/5/2025)

Regulatory assets under management

Total Number of Accounts	383
AUM (Assets Under Management)	$ 937,738,179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Max Russo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Max Russo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACCUVEST GLOBAL ADVISORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ACCUVEST GLOBAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/5/2024

Series 7TO

Date: 12/1/2023

SIE

Date: 10/20/2023

Current Firm

ACCUVEST GLOBAL ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCUVEST GLOBAL ADVISORS, INC.

TRUST BUT VERIFY

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