DL
David Lehenbauer
ALERA INVESTMENT ADVISORS
Downers Grove, IL 60515
Some features on this profile are disabled
CRD#: 7538690
DL
Professional summary
David Lehenbauer, who also goes by Dave Andrew Lehenbauer, David Andrew Lehenbauer, is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in Downers Grove, Illinois and OSAIC WEALTH, INC. located in Downers Grove, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Andrew Lehenbauer | David Andrew Lehenbauer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Alera Group;investment related;Three Parkway North,Deerfield,IL 60015;corporation and parent company/employer;insurance producer;10/2/2023;160 hrs/month;130 hrs during trading;insurance producer in wealth services 2. Alera Investment Advisors; Investment related: yes; Three Parkway North, Suite 500, Deerfield, IL 60015; Nature or Structure of Business: Registered Investment Advisor; Position: IAR; Start date: 02/05/2024; hours per month: 160; securities trading hours all; Duties: IAR of Alera Investment Advisors (RIA) 3. ALERA GROUP POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/25/2023 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a W-2 Employee of Alera Group 4. FIXED INSURANCE POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/25/2023 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance 5. ALERA INVESTMENT ADVISORS, LLC POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/25/2023 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA
CRS (Client Relationship Summary) - RIA
Click below to view David Lehenbauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2024 - Present
ALERA INVESTMENT ADVISORS, LLC
Office #1: 1901 Butterfield Road Ste 300, Downers Grove, IL 60515RIA
CRD#: 287906
Downers Grove, IL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1901 Butterfield Road Suite 200, Downers Grove, IL 60515RIA
BD
CRD#: 23131
Downers Grove, IL
Past
January 29, 2024 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Downers Grove, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
Registered Investment Advisory firm - (10/26/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
RR
California(11/5/2024)
RR
Colorado(9/4/2024)
RR
Florida(10/4/2024)
RR
Georgia(11/5/2024)
IAR
Illinois(3/18/2024)
RR
Illinois(8/23/2024)
RR
Indiana(11/5/2024)
RR
Iowa(11/5/2024)
RR
Kansas(11/5/2024)
RR
Kentucky(11/5/2024)
RR
Massachusetts(11/5/2024)
RR
Michigan(11/5/2024)
RR
Minnesota(11/5/2024)
RR
Missouri(11/5/2024)
RR
New Mexico(11/5/2024)
RR
New York(11/5/2024)
RR
North Carolina(11/6/2024)
RR
Ohio(11/5/2024)
RR
Oklahoma(11/5/2024)
RR
Oregon(11/5/2024)
RR
Texas(11/5/2024)
RR
Virginia(11/5/2024)
RR
Washington(11/5/2024)
RR
Wisconsin(11/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
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Contact information
Main Address
Three Parkway North Suite 500, Deerfield, IL 60015-2567
Mailing Address
Phone number
(847) 457-3000
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,097 |
| AUM (Assets Under Management) | $ 3,572,112,624 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
