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MD

Madison S. Dutton

PETERS & CO. EQUITIES
Calgary, Ab, T2P 0H7
Some features on this profile are disabled
CRD#: 7538621
MD

Professional summary

Madison Scanlon Dutton, who also goes by Maddy Scanlon Dutton, is a registered financial professional currently at PETERS & CO. EQUITIES INC. .

Madison is registered as a RR (Registered Representative) and started their career in finance in 2023. Madison has worked at 1 firm and has passed the Series 87 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Maddy Scanlon Dutton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Madison Scanlon Dutton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 30, 2023 - Present

PETERS & CO. EQUITIES INC.

Office #1: 2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7Office #2: 2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7
BD
CRD#: 38165
Calgary, Ab,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 87
Date: 11/30/2023
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 9/7/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

P&
PETERS & CO. EQUITIES INC.
PETERS & CO. EQUITIES INC.

CRD#: 38165 / SEC#: , 8-48219

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7
Mailing Address
2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7
Phone number
(403) 261-4850
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PETERS & CO. LIMITEDPARENT COMPANY
DRISCOLL, ANN MARLENEVICE PRESIDENT, FINANCE & CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER5930722
HARRIS, DEVON BRENDONPRINCIPAL OPERATIONS OFFICER6540266
MARCOTTE, BRADLEY WILLIAMMANAGING DIRECTOR, INSTITUTIONAL SALES6579235
MARTIN, JEFFREY JOHN MR.EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR4795286
OLIVER, STEPHENCHIEF COMPLIANCE OFFICER8061893
PLEWES, CAMERON EVANPRESIDENT5853073
POTTER, CHRISTOPHER STEPHEN MR.CHAIRMAN AND CHIEF EXECUTIVE OFFICER4730261
REARDON, TYLER JAMESMANAGING DIRECTOR, RESEARCH5620339
SCOTT, ROBIN STUARTMANAGING DIRECTOR, TRADING4058331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PETERS & CO. EQUITIES INC.

CRD#: 38165Calgary, Ab, T2P 0H7

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