WJ
Wayne R. Johnson
TACTIVEST
SAN FRANCISCO, CA
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CRD#: 7538610
WJ
Professional summary
Wayne R Johnson is a registered financial advisor currently at TACTIVEST, LLC located in San Francisco, California.
Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Wayne has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a 75% shareholder of, and an attorney employed by, Wayne R. Johnson & Associates, PLC, a law firm located in Beverly Hills, CA. Our firm specializes in the areas of wealth and estate planning (i.e., wills, trusts, gifting, etc) (both domestic and foreign), tax planning, tax controversy (audits, tax court litigation, etc.) and compliance (both domestic and foreign), family business, real estate, general corporate law, transactions and contract law, and other matters affecting our high net work clientele.
CRS (Client Relationship Summary) - RIA
Click below to view Wayne R Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2022 - Present
TACTIVEST, LLC
RIA
CRD#: 173309
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TACTIVEST, LLC
STOUT WEALTH MANAGEMENT | WONG, EVEREST | TACTIVEST, LLC | TACTIVEST | SUNLIGHT FINANCIAL LLC
CRD#: 173309 / SEC#: 801-126580
RIA
Registered Investment Advisory firm - (9/16/2022 Approved)California
Registered Investment Advisory firm - (11/11/2022 Terminated)Florida
Registered Investment Advisory firm - (11/22/2021 Terminated)Nevada
Registered Investment Advisory firm - (2/7/2023 Terminated)Texas
Registered Investment Advisory firm - (10/12/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/18/2022)
Exams
Current Firm
TL
TACTIVEST, LLC
STOUT WEALTH MANAGEMENT | WONG, EVEREST | TACTIVEST, LLC | TACTIVEST | SUNLIGHT FINANCIAL LLC
CRD#: 173309 / SEC#: 801-126580
RIA
Registered Investment Advisory firm - (9/16/2022 Approved)California
Registered Investment Advisory firm - (11/11/2022 Terminated)Florida
Registered Investment Advisory firm - (11/22/2021 Terminated)Nevada
Registered Investment Advisory firm - (2/7/2023 Terminated)Texas
Registered Investment Advisory firm - (10/12/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Francisco, CA
Mailing Address
Phone number
(415) 752-7311
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 128,515,751 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/27/2025 | ||
| 02/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
