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TB

Tamerlan Bakhtiozin

GLC SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 7538528
TB

Professional summary


Tamerlan Bakhtiozin, who also goes by Tamerlan Bakhitiozin, is a registered financial professional currently at GLC SECURITIES, LLC located in New York, New York.

Tamerlan is registered as a RR (Registered Representative) and started their career in finance in 2022. Tamerlan has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tamerlan Bakhitiozin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Tamerlan Bakhtiozin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 12, 2024 - Present

GLC SECURITIES, LLC

Office #1: 600 Lexington Avenue 9th Floor, New York, NY 10022
BD
CRD#: 153581
New York, NY
Past

July 18, 2022 - July 14, 2023

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/30/2024)
RR
Colorado
(2/12/2024)
RR
New York
(3/30/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/30/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/18/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GS
GLC SECURITIES, LLC
GLC SECURITIES, LLC | GLCA SECURITIES, LLC

CRD#: 153581 / SEC#: , 8-68557

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
600 Lexington Avenue 9th Floor, New York, NY 10022
Mailing Address
600 Lexington Avenue 9th Floor, New York, NY 10022
Phone number
(212) 542-4540
Established
Delaware since 08/12/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
GLC ADVISORS & CO. HOLDINGS, LLCOWNER
BENNINGER, THOMAS MICHAELPRINCIPAL
HAN, ABRAHAM TPRINCIPAL
KINZER, CAROL ANNFINOP/CFO4519471
REYNERTSON, JON SORENPRINCIPAL/CEO/CCO

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLC SECURITIES, LLC

CRD#: 153581New York, NY 10022

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