Caylon A. Carroll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Caylon Armon Carroll, who also goes by Caylon Carroll, Caylon Armon Carroll, was a registered financial professional .
Caylon is a previously registered financial professional and started their career in finance in 2022. Caylon had worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2024 - September 22, 2025
LARSON FINANCIAL SECURITIES, LLC
June 1, 2023 - July 12, 2023
WELLS FARGO CLEARING SERVICES, LLC
November 12, 2022 - February 3, 2023
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 11/11/2022
General Securities Representative ExaminationCurrent Firm
LARSON FINANCIAL SECURITIES, LLC
CRD#: 152517 / SEC#: , 8-68456
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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