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JP

Jordan Plesser

Some features on this profile are disabled
CRD#: 7538491
JP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jordan Plesser was a registered financial professional .

Jordan is a previously registered financial professional and started their career in finance in 2023. Jordan had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 5, 2024 - January 12, 2026

INNOVATIVE FAMILY OFFICE LLC

RIA
CRD#: 329496
Woodmere, NY
Past

August 21, 2023 - December 6, 2024

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
EAST HILLS, NY
Past

May 22, 2023 - December 6, 2024

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
EAST HILLS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INNOVATIVE FAMILY OFFICE LLC
BROADSTREET FAMILY OFFICE LLC | INNOVATIVE FAMILY OFFICE LLC

CRD#: 329496 / SEC#: 801-129455

RIA
Registered Investment Advisory firm - (2/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/27/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/22/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/17/2023
Securities Industry Essentials Examination

Current Firm

IF
INNOVATIVE FAMILY OFFICE LLC
BROADSTREET FAMILY OFFICE LLC | INNOVATIVE FAMILY OFFICE LLC

CRD#: 329496 / SEC#: 801-129455

RIA
Registered Investment Advisory firm - (2/9/2024 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
361 Route 202, Somers, NY 10589
Mailing Address
Phone number
(914) 427-8036
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INNOVATIVE FAMILY OFFICE LLC FORM ADV PART 2 BROCHURE (11/11/2025)

Regulatory assets under management

Total Number of Accounts54
AUM (Assets Under Management)$ 21,515,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INNOVATIVE FAMILY OFFICE LLC

CRD#: 329496

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