HS
Harry B. Sherman
WINSLOW FINANCIAL LLC
Lake Bluff, IL 60044
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CRD#: 7537921
HS
Professional summary
Harry Benjamin Sherman is a registered financial advisor currently at WINSLOW FINANCIAL LLC located in Lake Bluff, Illinois.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Harry has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Harry Benjamin Sherman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2022 - Present
WINSLOW FINANCIAL LLC
Office #1: 11 N Skokie Hwy Suite 306, Lake Bluff, IL 60044RIA
CRD#: 135866
Lake Bluff, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/15/2023)
IAR
Illinois(10/17/2022)
Current Firm
WF
WINSLOW FINANCIAL LLC
WINSLOW FINANCIAL LLC
CRD#: 135866 / SEC#:
California
Registered Investment Advisory firm - (10/29/2021 Approved)Florida
Registered Investment Advisory firm - (10/23/2019 Approved)Illinois
Registered Investment Advisory firm - (7/7/2005 Approved)Ohio
Registered Investment Advisory firm - (8/9/2011 Approved)Texas
Registered Investment Advisory firm - (9/26/2011 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (11/15/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11 N Skokie Hwy Suite 306, Lake Bluff, IL 60044
Mailing Address
Phone number
(847) 217-0366
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 348 |
| AUM (Assets Under Management) | $ 86,300,000 |
Red Flags
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