RE
Robert W. Eddy
SILVERLAKE WEALTH MANAGEMENT LLC
Williston, VT 05495
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CRD#: 75378
RE
Professional summary
Robert William Eddy is a registered financial advisor currently at SILVERLAKE WEALTH MANAGEMENT LLC located in Williston, Vermont and PURSHE KAPLAN STERLING INVESTMENTS located in Williston, Vermont.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Robert has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAVY PARK PARTNERS - NOT INVESTMENT-RELATED - PASSIVE INVESTMENT - START 12/06/2012 - PASSIVE INVESTOR IN A REAL ESTATE BUILDING. - TIME SPENT 1% - WILLISTON, VT. 2. Mr. Eddy is dually registered with SilverLake Wealth Management, LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Eddy has served as a managing partner for SilverLake Wealth Management, LLC since 01/2017 and as a registered representative of PKS since 4/2020. Business is conducted at 33 Blair Park Rd., Ste. 100, Williston, VT 05495. Approximately 90% of Mr. Eddy's time is as an investment advisor representative and the balance as a registered representative. 3. Independent insurance agent. Not investment-related. Same address. Insurance sales. 07/2002. Approximately 10 hours/month. Approximately 5 hours/month during securities trading hours. 4. SWM Realty Holdings, LLC - Not Investment-Related - 33 Blair Park Rood, Suite 100, Williston, VT 05495 - Real Estate Rental - Started 11/30/2011 - 1 Hour Per Month/0 Hours During Securities Trading. 5. E&M Realty Corp. Not Investment Related. 7 Sunset Court, Shelburne VT 05482. Owner of 2 small retail office buildings. President. Start 1980. 1 hour per month not during trading. as 60% owner (partner 40%) who is retired helps oversee property. Long time contractors support buildings. 6. 22 Thorpe Ave Ext, LLC. Not Investment Related. 7 Sunset Court, Shelburne VT 05482. Owner of 7 unit apartment building. Sole Owner. Start 1980. 1 hour per month not during trading. Read monthly reports from bookkeeper and property manager. Very Delegated.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2017 - Present
SILVERLAKE WEALTH MANAGEMENT LLC
Office #1: 33 Blair Park Road Suite 100, Williston, VT 05495RIA
CRD#: 165525
Williston, VT
Current
April 9, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 33 Blair Park Road, Suite 100, Williston, VT 05495BD
CRD#: 35747
Williston, VT
Past
December 10, 2012 - December 31, 2016
SILVERLAKE WEALTH MANAGEMENT LLC
RIA
CRD#: 165525
WILLISTON, VT
Past
December 6, 2012 - April 16, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
WILLISTON, VT
Past
November 25, 2002 - December 7, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WILLISTON, VT
Past
April 5, 2002 - December 7, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WILLISTON, VT
Past
February 24, 1978 - April 8, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
June 24, 1976 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
BD
CRD#: 6466
Past
July 8, 1974 - August 6, 1976
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
Past
September 11, 1973 - August 19, 1975
W E HUTTON
BD
CRD#: 1000001
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SILVERLAKE WEALTH MANAGEMENT LLC
ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC
CRD#: 165525 / SEC#: 801-97340
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Vermont
Registered Investment Advisory firm - (3/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/12/2021)
RR
Connecticut(4/9/2020)
RR
Florida(5/5/2020)
RR
Massachusetts(4/9/2020)
RR
New Hampshire(4/9/2020)
RR
New Jersey(1/12/2021)
RR
New York(4/9/2020)
RR
North Carolina(4/9/2020)
RR
Ohio(9/6/2023)
RR
Pennsylvania(4/9/2020)
RR
Tennessee(9/6/2023)
RR
Texas(4/9/2020)
IAR
Texas(11/3/2021)
IAR
Vermont(1/6/2017)
RR
Vermont(4/29/2020)
RR
Virginia(4/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 2/6/1979
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 9/6/1973
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
SW
SILVERLAKE WEALTH MANAGEMENT LLC
ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC
CRD#: 165525 / SEC#: 801-97340
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Vermont
Registered Investment Advisory firm - (3/14/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 Blair Park Road Suite 100, Williston, VT 05495
Mailing Address
Phone number
(802) 857-5083
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,892 |
| AUM (Assets Under Management) | $ 572,662,800 |
Red Flags
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Company Information
SILVERLAKE WEALTH MANAGEMENT LLC
CRD#: 165525Williston, VT 05495TRUST BUT VERIFY
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Contact information
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