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John R. Sullivan
JCP INVESTMENT MANAGEMENT
Houston, TX 77027
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CRD#: 7537427
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Professional summary
John Richmond Sullivan, who also goes by Rocky Sullivan, is a registered financial advisor currently at JCP INVESTMENT MANAGEMENT, LLC located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rocky Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Sullivan is engaged in multiple family businesses varying in duties & responsibilities: 1) Driftwood Associates, LLC, Galveston, TX, agricultural real estate, Mr. Sullivan is an Authorized Signer since 6/2009, investment related, 40 hrs/,month and 10 hrs/month during trading hours, Oversight of entity and subsidiary entities. 2) GYB Investors, LLC, Dallas, TX, single purpose real estate entity, Managing Member and Part Owner since 9/2011, investment related, 3 hrs/month, 1/hr. month during trading hours, Management & Oversight of the entity. 3) GYB Village, LLC, Dallas, TX, single purpose real estate entity, Managing Member & Part Owner since 9/2011, investment related, founding member, management & oversight of entity. 4) JRS Investments, LLC Galveston, estate planning and managed investment consulting, Managing Member & Sole Owner since 8/2012, investment related, 4 hrs/month, 1 hr/month during trading hours. misc. investment oversight & mgmt. 5) Navillus Mgmt, LLC Sabinal, TX, overseeing family agricultural assets President since 5/2018, 30 hrs/mo, investment related, 10/hrs month during trading hours. 6) Sullivan Land & Cattle Co., LLC Galveston, TX, agriculturally focused investments, Authorized Signer since 6/2009 15 hrs/ month, 5 hrs/month during trading hours, investment related. 7) Steuben Management, LLC, Dallas, TX, real estate development, private and public investments, Manager since 6/2009, 50 hrs/month, 30 hrs/month during trading hours, investment related, Asset Management and Admin Oversight. 8) Two Rivers Mgmt Co., LLC, Galveston, TX, agricultural activities and property management, Authorized Signer since 6/2009, 30 hrs/month, 20 hrs/month during trading hours, investment related, Property Management Oversight & Mgmt.
CRS (Client Relationship Summary) - RIA
Click below to view John Richmond Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2022 - Present
JCP INVESTMENT MANAGEMENT, LLC
Office #1: 1177 West Loop South Suite 1320, Houston, TX 77027RIA
CRD#: 150635
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JCP INVESTMENT MANAGEMENT, LLC
JCP INVESTMENT MANAGEMENT, LLC
CRD#: 150635 / SEC#: 801-115037
RIA
Registered Investment Advisory firm - (4/23/2019 Approved)Texas
Registered Investment Advisory firm - (3/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/22/2022)
Current Firm
JI
JCP INVESTMENT MANAGEMENT, LLC
JCP INVESTMENT MANAGEMENT, LLC
CRD#: 150635 / SEC#: 801-115037
RIA
Registered Investment Advisory firm - (4/23/2019 Approved)Texas
Registered Investment Advisory firm - (3/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1177 West Loop South Suite 1320, Houston, TX 77027
Mailing Address
Phone number
(713) 333-5540
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 252,640,784 |
Red Flags
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