Luke A. Scott

GGM FINANCIAL LLC

COLUMBUS, OH 43235

Some features on this profile are disabled

CRD#: 7537050

Professional summary

Luke Alexander Scott, who also goes by Luke Alexander Scott, is a registered financial advisor currently at GGM FINANCIAL LLC located in Columbus, Ohio.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Luke has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke Alexander Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Alexander Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2026 - Present

GGM FINANCIAL LLC

Office #1: 2492 W Dublin Granville Rd., Columbus, OH 43235

RIA

CRD#: 327008

COLUMBUS, OH

Past

July 15, 2024 - February 23, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBUS, OH

Past

July 15, 2024 - February 23, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBUS, OH

Past

November 2, 2022 - June 28, 2024

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

COLUMBUS, OH

Past

August 12, 2022 - June 28, 2024

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GGM FINANCIAL LLC

GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/6/2022

Securities Industry Essentials Examination

Current Firm

GGM FINANCIAL LLC

GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2492 W Dublin Granville Rd., Columbus, OH 43235

Mailing Address

Phone number

(614) 310-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	816
AUM (Assets Under Management)	$ 425,718,539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrew Lehman

INSPIRE ADVISORS, LLC

IAR

Dublin, OH

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Luke A. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Alexander Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

GGM FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2022

Series 7TO

Date: 8/12/2022

SIE

Date: 6/6/2022

Current Firm

GGM FINANCIAL LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GGM FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors