CB
Conner T. Beringer
THRIVENT INVESTMENT MANAGEMENT
Nashville, TN 37209
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CRD#: 7537031
CB
Professional summary
Conner Thomas Beringer is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Nashville, Tennessee.
Conner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Conner has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOYS AND GIRLS CLUB POSITION: Professional Development Chair NATURE: Provide a community for young adults in the greater Nashville area to meet other young adults, seek professional development, and engage in community outreach initiatives throughout the various clubs. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 1704 Charlotte Ave Suite 200, Nashville TN 37209, United States DESCRIPTION: Work on event planning for members of Club Blue focused on providing professional development opportunities. UNIVERSITY OF MISSISSIPPI POSITION: Membership Committee NATURE: I serve on the membership committee for the Young Alumni Council for Ole Miss. The Council as a whole is for recent graduates and alumni to continue to be active in events focused at the University and to be active and engaged with other alumni around them. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2024 ADDRESS: University Cir, Oxford MS 38655, United States DESCRIPTION: I help keep alumni engaged with the university and encourage them to join and participate in alumni events.
CRS (Client Relationship Summary) - RIA
Click below to view Conner Thomas Beringer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Conner Thomas Beringer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4900 Centennial Blvd Suite 204, Nashville, TN 37209RIA
BD
CRD#: 18387
Nashville, TN
Current
August 16, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4900 Centennial Blvd Suite 204, Nashville, TN 37209RIA
BD
CRD#: 18387
Nashville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2023)
RR
Arkansas(10/12/2022)
RR
Georgia(10/13/2022)
RR
Louisiana(6/9/2025)
RR
Mississippi(10/12/2022)
RR
Tennessee(10/4/2022)
IAR
Tennessee(10/5/2022)
RR
Texas(10/13/2022)
IAR
Texas(10/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
