CH
Connor P. Holton
SPARTAN WEALTH MANAGEMENT
BINGHAM FARMS, MI 48025
Some features on this profile are disabled
CRD#: 7536691
CH
Professional summary
Connor P Holton, who also goes by Connor Patrick Holton, is a registered financial advisor currently at SPARTAN WEALTH MANAGEMENT located in Bingham Farms, Michigan and LPL FINANCIAL LLC located in Birmingham, Michigan.
Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Connor has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connor Patrick Holton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/10/2025- Spartan Wealth Management- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/23/2025- 10 Hours Per Month- 10 Hours During Trading 2. 07/10/2025- Spartan Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/23/2025- 160 Hours Per Month- 160 Hours During Trading 3. 09/19/2025 - Spartan Wealth Management - Registered Investment Advisor Hybrid - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 04/23/2025 - 160 hours per month/ during trading - I provide investment advisory services through Spartan Wealth Management, an independent investment advisor firm. I started this business activity in 04/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Connor P Holton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2025 - Present
SPARTAN WEALTH MANAGEMENT
Office #1: 32600 Telegraph Road Suite 200, Bingham Farms, MI 48025RIA
CRD#: 331719
BINGHAM FARMS, MI
Current
July 10, 2025 - Present
LPL FINANCIAL LLC
Office #2: 32600 Telegraph Rd Ste 200, Bingham Farms, MI 48025RIA
BD
CRD#: 6413
Birmingham, MI
Past
May 16, 2025 - July 10, 2025
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Birmingham, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPARTAN WEALTH MANAGEMENT
SPARTAN WEALTH ADVISORY SERVICES LLC | SPARTAN WEALTH MANAGEMENT
CRD#: 331719 / SEC#: 801-131368
RIA
Registered Investment Advisory firm - (10/28/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Michigan(5/28/2025)
RR
Michigan(7/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/16/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SPARTAN WEALTH MANAGEMENT
SPARTAN WEALTH ADVISORY SERVICES LLC | SPARTAN WEALTH MANAGEMENT
CRD#: 331719 / SEC#: 801-131368
RIA
Registered Investment Advisory firm - (10/28/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
32600 Telegraph Road Suite 200, Bingham Farms, MI 48025
Mailing Address
Phone number
(248) 297-6600
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 946 |
| AUM (Assets Under Management) | $ 406,619,437 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
