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William Alexander

OAKWORTH ASSET MANAGEMENT
BIRMINGHAM, AL 35209
Some features on this profile are disabled
CRD#: 7536647
WA

Professional summary

William Alexander, who also goes by Cole Alexander, is a registered financial advisor currently at OAKWORTH ASSET MANAGEMENT, LLC located in Birmingham, Alabama.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. William has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cole Alexander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alexander's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2025 - Present

OAKWORTH ASSET MANAGEMENT, LLC

Office #1: 850 Shades Creek Parkway Suite 200, Birmingham, AL 35209
RIA
CRD#: 335388
BIRMINGHAM, AL
Past

October 23, 2023 - May 29, 2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
BIRMINGHAM, AL
Past

April 24, 2023 - May 29, 2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(7/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/20/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/24/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/13/2022
Securities Industry Essentials Examination

Current Firm

OA
OAKWORTH ASSET MANAGEMENT, LLC
OAKWORTH ASSET MANAGEMENT, LLC

CRD#: 335388 / SEC#: 801-132789

RIA
Registered Investment Advisory firm - (7/1/2025 120-Day Approval)
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Contact information

Main Address
850 Shades Creek Parkway Suite 200, Birmingham, AL 35209
Mailing Address
Phone number
(205) 263-4700
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR OAKWORTH ASSET MANAGEMENT, LLC (10/29/2025)

Regulatory assets under management

Total Number of Accounts678
AUM (Assets Under Management)$ 757,410,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAKWORTH ASSET MANAGEMENT, LLC

CRD#: 335388Birmingham, AL 35209

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