Umer A. Abuissa
Professional summary
Umer A Abuissa is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California.
Umer is registered as a RR (Registered Representative) and started their career in finance in 2022. Umer has worked at 4 firms and has passed the Series 63, Series 57TO, Series 3, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Umer A Abuissa's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2024 - Present
CASEY SECURITIES LLC
Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904October 23, 2023 - July 29, 2024
RFA SECURITIES LLC
March 9, 2023 - November 17, 2023
MORGAN STANLEY
August 8, 2022 - September 5, 2023
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 11/22/2023
Securities Trader ExamSeries 7TO
Date: 8/8/2022
General Securities Representative ExaminationCboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq PHLX LLC
Current Firm
CASEY SECURITIES LLC
CRD#: 35230 / SEC#: , 8-21205
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
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Company Information
CASEY SECURITIES LLC
CRD#: 35230Greenbrae, CA 94904TRUST BUT VERIFY
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