Max Zhang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max Zhang, who also goes by Max R Zhang, was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 2024. Max had worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2024 - November 25, 2024
BLACK EDGE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 4/1/2024
Securities Trader ExamCurrent Firm
BLACK EDGE SECURITIES LLC
CRD#: 309241 / SEC#: , 8-70525
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK EDGE GROUP, LLC | SOLE MEMBER | |
| CERNY, PATRICIA L | CHIEF COMPLIANCE OFFICER | |
| KENT, DAVID GREGORY | PRINCIPAL | 5664389 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
