Ali Waites
Professional summary
Ali Waites is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Festus, Missouri.
Ali is registered as a RR (Registered Representative) and started their career in finance in 2023. Ali has worked at 3 firms and has passed the Series 63, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ali Waites's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2024 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 1552 Natchez Dr, Festus, MO 63028January 19, 2024 - May 13, 2024
OSAIC WEALTH, INC.
February 16, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2024)
(8/20/2024)
(11/4/2025)
(9/16/2024)
(5/7/2024)
Exams
Series 6TO
Date: 9/20/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
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