Sheena A. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheena Adrienne Young was a registered financial professional .
Sheena is a previously registered financial professional and started their career in finance in 2022. Sheena had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2024 - September 5, 2024
11 FINANCIAL
November 19, 2022 - September 27, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 2, 2022 - September 27, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/2/2022
General Securities Representative ExaminationCurrent Firm
11 FINANCIAL
CRD#: 174569 / SEC#: 801-129130
Contact information
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 24,014,190 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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