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Bradley Eugene Braddock

CRD# 7535342·Registered 2022 - 2024
Previously Registered: Being a previously registered professional could mean that Bradley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradley Eugene Braddock, who also goes by Brad Braddock, was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 2022 - 2024. Bradley had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brad Braddock

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

AMC WEALTH MANAGEMENT, LLC·CRD# 308157
RIA
Chicago, IL
June 8, 2022 - October 15, 2024

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Current Firm

AW
AMC WEALTH MANAGEMENT, LLC

AMC | AMCWEALTH.COM | AMC WEALTH MANAGEMENT, LLC | AMC WEALTH MANAGEMENT | AMC WEALTH

CRD#: 308157
Alabama
Registered Investment Advisory firm - Alabama (6/8/2022 Approved)
California
Registered Investment Advisory firm - California (1/16/2025 Approved)
Delaware
Registered Investment Advisory firm - Delaware (11/15/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (3/15/2022 Approved)
Georgia
Registered Investment Advisory firm - Georgia (12/3/2021 Approved)
Illinois
Registered Investment Advisory firm - Illinois (7/13/2020 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (1/18/2024 Approved)
Missouri
Registered Investment Advisory firm - Missouri (9/8/2026 Approved)
Nevada
Registered Investment Advisory firm - Nevada (9/23/2021 Approved)
New York
Registered Investment Advisory firm - New York (7/12/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (6/19/2024 Approved)
Utah
Registered Investment Advisory firm - Utah (11/17/2022 Approved)

Contact Information

Main Address

Chicago, IL

Phone Number

(618) 384-9478

# of Employees

7

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

256

AUM (Assets Under Management)

$111,019,197

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2021About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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