William L. Eddleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lee Eddleman JR was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1971. William had worked at 9 firms and has passed the Series 63, Series 7, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2001 - October 12, 2001
SERVICE ASSET MANAGEMENT COMPANY
January 28, 1998 - December 15, 2000
APS FINANCIAL CORPORATION
October 13, 1997 - December 23, 1997
GMS GROUP
March 7, 1994 - September 10, 1997
COASTAL SECURITIES, INC.
January 22, 1991 - January 22, 1994
HARRIS SECURITIES, INC.
May 17, 1989 - December 5, 1990
BARRE & COMPANY, INCORPORATED
November 22, 1988 - March 13, 1989
GILLESPIE & HOLLAND, INC.
October 15, 1975 - January 26, 1984
SECURITIES MANAGEMENT & RESEARCH, INC.
December 14, 1971 - November 8, 1975
MONEX FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 12/10/1971
General Securities Principal ExaminationCurrent Firm
SERVICE ASSET MANAGEMENT COMPANY
CRD#: 47157 / SEC#: , 8-51691
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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