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TU

Teresa M. Updegraff

FERMATA ADVISORS
Sonoma, CA 95476
Some features on this profile are disabled
CRD#: 7534860
TU

Professional summary

Teresa Marie Updegraff is a registered financial advisor currently at FERMATA ADVISORS located in Sonoma, California.

Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Teresa has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Marie Updegraff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 25, 2022 - Present

FERMATA ADVISORS

Office #1: 539 Broadway Suite A, Sonoma, CA 95476
RIA
CRD#: 305614
Sonoma, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FERMATA ADVISORS
FERMATA 401(K) LLC | SONOMA WEALTH ADVISORS, LLC | SONOMA WEALTH ADVISORS | RICH FINANCIAL LLC | RICH FINANCIAL | FERMATA, LLC | FERMATA TAX | FERMATA ADVISORY, LLC | FERMATA ADVISORS, LLC | FERMATA ADVISORS LLC | FERMATA ADVISORS | FERMATA 401K

CRD#: 305614 / SEC#: 801-117411

RIA
Registered Investment Advisory firm - (9/30/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/25/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/25/2022
Uniform Investment Adviser Law Examination

Current Firm

FA
FERMATA ADVISORS
FERMATA 401(K) LLC | SONOMA WEALTH ADVISORS, LLC | SONOMA WEALTH ADVISORS | RICH FINANCIAL LLC | RICH FINANCIAL | FERMATA, LLC | FERMATA TAX | FERMATA ADVISORY, LLC | FERMATA ADVISORS, LLC | FERMATA ADVISORS LLC | FERMATA ADVISORS | FERMATA 401K

CRD#: 305614 / SEC#: 801-117411

RIA
Registered Investment Advisory firm - (9/30/2019 Approved)
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Contact information

Main Address
539 Broadway Suite A, Sonoma, CA 95476
Mailing Address
Phone number
(707) 938-7414
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A - FERMATA ADVISORS LLC (4/4/2025)
ADV 2A - SONOMA WEALTH ADVISORS (3/28/2025)
ADV 2A - RICH FINANCIAL (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,095
AUM (Assets Under Management)$ 1,145,263,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FERMATA ADVISORS

CRD#: 305614Sonoma, CA 95476

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