Robert J. Lambert

STRATEGIC WEALTH PARTNERS, LTD.

Independence, OH 44131-6829

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CRD#: 7534302

Professional summary

Robert John Lambert is a registered financial advisor currently at STRATEGIC WEALTH PARTNERS, LTD. located in Independence, Ohio and SWP INVESTMENT MANAGEMENT LLC located in Independence, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Robert has worked at 3 firms and has passed the Series 63, SIE and Series 79TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Lambert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2022 - Present

STRATEGIC WEALTH PARTNERS, LTD.

Office #1: 5005 Rockside Road Suite 1200, Independence, OH 44131-6829

RIA

CRD#: 148586

Independence, OH

Current

May 31, 2024 - Present

SWP INVESTMENT MANAGEMENT LLC

Office #1: 5005 Rockside Road Suite 1200, Independence, OH 44131

RIA

CRD#: 331314

INDEPENDENCE, OH

Current

September 26, 2025 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

CRD#: 116012

Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/21/2025)

IAR

Ohio
(8/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/21/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79TO

Date: 9/10/2025

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

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Contact information

Main Address

5005 Rockside Road Suite 1200, Independence, OH 44131-6829

Mailing Address

Phone number

(216) 800-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWP FORM ADV, PART 2A DTD 03-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,669
AUM (Assets Under Management)	$ 1,324,195,489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Lambert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Lambert's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTH PARTNERS, LTD.

SWP INVESTMENT MANAGEMENT LLC

GT SECURITIES, INC.

Primary Firm SEC Registration

STRATEGIC WEALTH PARTNERS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2025

SIE

Date: 9/26/2025

Series 79TO

Date: 9/10/2025

FINRA

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH PARTNERS, LTD.

TRUST BUT VERIFY

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